The enforcement actions by the U.S. Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) demonstrate…

Maintaining compliance is a challenge that requires continuous efforts and strategic planning, especially in complex IT environments handling…

The Digital Operational Resilience Act (DORA) builds on existing institutional EU requirements in response to market-wide, ongoing digital…

The new European Commission, led again by Von der Leyen, is set to place technology at the core…

Ensuring institutions have sufficient operational resilience to maintain the stability of the financial system has become a key…

Welcome to our Regulatory Roundup, written by Custodia’s Head of Regulatory Affairs & Compliance, Dr Nathalie Aubry-Stacey. Let’s…